Month: October 2016

DOL fiduciary rule FAQs emphasize dangerous compensation practices — including for RIAs

Posted October 28th, 2016 by .

Categories: News.

As it appeared on Investment News While brokers will see the biggest shift under the new regulation, Labor Department guidance includes clarification of requirements for advisers rolling assets into IRAs By Mark Schoeff Jr. Most of the impact of a Labor Department regulation to raise investment advice standards for retirement accounts hits brokers, but investment […]

Read More

If you or someone you care about has been taken advantage of in a securities or other financial transaction, Sanford Heisler Sharp can help right that wrong.

Contact Us Today

Sanford Heisler Sharp, LLP is a public interest law firm representing individuals and groups against corporations and governmental entities. The firm also represents individual citizens when a corporation is committing an act of fraud against the U.S. Government. As a private attorney general, Sanford Heisler Sharp, LLP specializes in employment, Title VII and wage and hour matters; representation of executives and attorneys; qui tam whistleblower cases; consumer fraud; housing discrimination; mass torts; and appellate and complex litigation.

© 2021 Sanford Heisler Sharp, LLP    |    Attorney Advertising    |    Disclaimer    |    Designed by ENX2 Marketing