Posted February 18th, 2017 by Sanford Heisler Sharp, LLP.
Categories: News.
As it appeared on The Street More legal evidence is mounting that supports the DOL’s fiduciary ruling, and that should aid U.S. retirement savers. Brian O’Connell The controversial U.S. Department of Labor fiduciary rule, which placed more responsibility on financial advisors to display more transparency on advisory services and fees, took another turn, and it […]
Read MorePosted February 9th, 2017 by Sanford Heisler Sharp, LLP.
Categories: News.
As it appeared on ThinkAdvisor FINRA has taken action on 35 of 51 recommendations made in the Dispute Resolution Task Force’s final report The Financial Industry Regulatory Authority said Wednesday that it has taken action on 35 of the 51 recommendations made in the Dispute Resolution Task Force’s final report, and the self-regulator is “diligently […]
Read MorePosted February 9th, 2017 by Sanford Heisler Sharp, LLP.
Categories: News.
As it appeared on Investment News The loss in Texas was the third that industry plaintiffs have suffered in courts around the country and perhaps the one that stung the most. Feb 9, 2017 @ 2:30 pm By Mark Schoeff Jr. A Dallas federal judge’s decision on Wednesday to uphold the Labor Department’s fiduciary rule […]
Read MorePosted February 9th, 2017 by Sanford Heisler Sharp, LLP.
Categories: News.
As it appeared on Law360 By Carmen Germaine Law360, New York (February 9, 2017, 10:25 PM EST) — The Trump administration will need to build a robust administrative record if it wants to convince the public and courts a full-scale repeal of the new fiduciary rule for retirement account advisers is justified and not merely […]
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