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In new fiduciary rule FAQs, DOL gives quasi-endorsement of clean shares

Posted May 22nd, 2017 by Sanford Heisler Sharp, LLP.

Categories: News.

As it appeared in InvestmentNews.com The DOL also hinted that clean shares may offer an avenue for an additional rule exemption, potentially as a replacement or alternative to BICE By Greg Iacurci The Department of Labor, in a recently released set of frequently asked questions related to its fiduciary rule, gave an endorsement of sorts […]

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Month: May 2017

In new fiduciary rule FAQs, DOL gives quasi-endorsement of clean shares

If you or someone you care about has been taken advantage of in a securities or other financial transaction, Sanford Heisler Sharp can help right that wrong.