Month: April 2018

SEC Proposes Regulation to Enhance Investor Protection

Posted April 19th, 2018 by .

Categories: Investment Fraud.

In an effort to enhance investor protections, the Securities and Exchange Commission (SEC) is proposing a new rule – Regulation Best Interest – that may come as a surprise to some investors. The SEC’s proposed rule requires your stockbroker to act in your best interest at the time he or she recommends an investment to […]

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Sanford Heisler Sharp Files Claim Against Madison Avenue Securities for Breach of Fiduciary Duty, Negligent Supervision

Posted April 18th, 2018 by .

Categories: News.

As it appeared on PRNewswire Suit Follows on $2.1 Million Award Obtained Against Madison Avenue Earlier This Year SAN DIEGO, April 18, 2018 /PRNewswire/ — Sanford Heisler Sharp, LLP has filed an arbitration claim with the Financial Industry Regulatory Authority (FINRA) against Madison Avenue Securities alleging the firm violated its basic duty to diligently supervise […]

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Home Depot sued for mismanaging retirement fund accounts

Posted April 17th, 2018 by .

Categories: News.

As it appeared in The Atlanta Journal-Constitution By Michael E. Kanell – The Atlanta Journal-Constitution A suit filed in federal court against Home Depot charges that the hardware giant permitted mismanagement of retirement funds affecting more than 200,000 people and costing their accounts at least $140 million. The complaint against the $100 billion-a-year, Atlanta-based company […]

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Fraudulent Investment Schemes Continue to Plague Investors: Beware of the “Red Flags”

Posted April 9th, 2018 by .

Categories: Investment Fraud.

We want to share with you a disturbing tale we heard recently from an investor in a private investment fund. We share this to alert you to “red flags” that signal the high likelihood of investor fraud. If you can spot them, you can better protect yourself from financial predators. The enactment of the Dodd-Frank […]

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If you or someone you care about has been taken advantage of in a securities or other financial transaction, Sanford Heisler Sharp can help right that wrong.

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Sanford Heisler Sharp, LLP is a public interest law firm representing individuals and groups against corporations and governmental entities. The firm also represents individual citizens when a corporation is committing an act of fraud against the U.S. Government. As a private attorney general, Sanford Heisler Sharp, LLP specializes in employment, Title VII and wage and hour matters; representation of executives and attorneys; qui tam whistleblower cases; consumer fraud; housing discrimination; mass torts; and appellate and complex litigation.

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