Financial Adviser Misconduct

Sanford Heisler Obtains Damages Award Against High-Profile Financial Advisor Kyle Harrington

Posted December 12th, 2016 by .

Categories: Financial Adviser Misconduct, News.

A FINRA arbitration panel in San Diego issued an award to plaintiff, investor Ted Zimbelman, for damages against National Securities Corporation and San Diego-based high-profile broker Kyle Harrington in a claim alleging securities fraud and other investment-related violations. In a victory for Zimbelman, the FINRA panel ruled that Harrington and his employer National Securities Corporation […]

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Who is Lee D. Weiss? On Financial Adviser Misconduct

Posted July 14th, 2016 by .

Categories: Financial Adviser Misconduct.

Not everyone will recognize the name Lee D. Weiss, but many might know or have heard of people just like him, who have engaged in a similar type of misconduct. So who is this man and what did he do? Lee D. Weiss was the primary owner and served as the managing partner of Family […]

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